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Vincent Michael Fike

Wintrust Investments LLC

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About Vincent Michael Fike

Vincent Michael Fike is a financial advisor with over 14 years of experience in the industry. Vincent holds the Series 63, 66, 7TO and 22 licenses as well as an active registration in all 50 states for investment advisor representatives. Vincent is currently employed by Wintrust Investments LLC, where he provides a wide range of advisory services including financial planning, portfolio management for individuals and businesses, and selection of other advisers. Prior to joining Wintrust Investments LLC, Vincent was with Grosvenor Securities LLC.

Firm Information

Vincent Fike is currently registered with Wintrust Investments LLC. Wintrust Investments LLC is a Limited Liability Company based in Chicago, Illinois, formed in January 1996. The firm provides a wide range of investment advisory services including financial planning, selection of other advisors, portfolio management for individuals and businesses. Wintrust Investments LLC manages over $14.4 billion in assets and has over 147 investment advisor representatives.
Wintrust Investments LLC

231 SOUTH LASALLE STREET

CHICAGO, IL 60604

$14.42B

Assets Under Management

Not reported

Total Clients

168

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Vincent Fike’s Registration & Firm History

IL

01/11/2022 - Present

Wintrust Investments LLC (CHICAGO IL)

IL

11/08/2007 - 01/02/2014

GROSVENOR SECURITIES LLC (CHICAGO IL)

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Licenses & Designations

BOTH

Issued 01/10/2022

Series 66 - Uniform Combined State Law Examination

BC

Issued 12/18/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/13/2021

Series 7TO - General Securities Representative Examination

BC

Issued 08/21/2021

SIE - Securities Industry Essentials Examination

BC

Issued 11/07/2007

Series 22 - Direct Participation Programs Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Vincent Michael Fike.
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