Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Vincent? Claim Your ProfileVincent Michael Boccio is a financial professional with over 10 years of experience in the securities industry. Vincent is currently registered with Smbc Nikko Securities America, Inc. in New York, NY. Vincent's career includes previous roles at TRUMID FINANCIAL LLC, ELECTRONIFIE SECURITIES LLC, and CITIGROUP GLOBAL MARKETS INC. Vincent holds FINRA Series 7, 55, 57TO, and SIE licenses as well as a Series 63 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/18/2024 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
NY
11/18/2020 - 01/02/2024
TRUMID FINANCIAL LLC (NEW YORK NY)
NY
11/18/2020 - 06/20/2022
ELECTRONIFIE SECURITIES LLC (NEW YORK NY)
NY
08/05/2013 - 10/20/2020
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BC
Issued 08/08/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/06/2015
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/05/2013
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
N
NYSE Arca, Inc.
Not sure Vincent Boccio is the right advisor for you? Invested Better is here to help.
