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Vincent Maselli

Arete Wealth Management, LLC

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About Vincent Maselli

Vincent Maselli is a financial advisor with over 24 years of experience in the industry. Vincent is currently registered with Arete Wealth Management, LLC, a firm located in Brewster, NY. Vincent previously held positions with The Windmill Group, Inc., Prime Capital Services, Inc., Key Investment Services LLC, Chase Investment Services Corp., BNY Investment Center Inc., Pruco Securities Corporation and H.D. Vest Investment Securities, Inc.. Vincent holds a Series 6, Series 7, Series 63 and Series 65.

Firm Information

Vincent Maselli is currently registered with Arete Wealth Management, LLC. Arete Wealth Management, LLC is a Limited Liability Company formed on January 20, 1998. The firm is registered with the SEC and in 53 states.

Not reported

Assets Under Management

Not reported

Total Clients

88

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Vincent Maselli’s Registration & Firm History

NY

04/03/2024 - Present

Arete Wealth Management, LLC (Brewster NY)

NY

06/06/2011 - 03/22/2024

THE WINDMILL GROUP, INC. (SOMERS NY)

NY

10/07/2010 - 06/03/2011

PRIME CAPITAL SERVICES, INC. (FISHKILL NY)

NY

08/18/2008 - 10/04/2010

KEY INVESTMENT SERVICES LLC (BEDFORD NY)

NY

10/04/2006 - 06/10/2008

CHASE INVESTMENT SERVICES CORP. (WHITE PLAINS NY)

NY

05/20/2004 - 10/04/2006

BNY INVESTMENT CENTER INC. (NEW YORK NY)

NJ

07/12/2001 - 10/25/2002

PRUCO SECURITIES CORPORATION (NEWARK NJ)

TX

08/15/1997 - 07/16/2001

H.D. VEST INVESTMENT SECURITIES, INC. (DALLAS TX)

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Licenses & Designations

IA

Issued 03/19/2007

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/15/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/25/1998

Series 7 - General Securities Representative Examination

BC

Issued 08/14/1997

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Vincent Maselli.
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