Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Vincent? Claim Your ProfileVincent Padilla is a financial advisor registered with LPL Financial LLC. Vincent has been in the industry since 2004. Vincent has a Series 6, 7, and 66 licenses, and also holds a Series 63 license in California. Vincent is registered in multiple states and has experience in a variety of financial services, including financial planning, investment advisory, and insurance. Vincent has previously worked at Wells Fargo Investments, LLC, WM Financial Services, Inc, TD Ameritrade, Inc., and Invest Financial Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
07/14/2017 - Present
LPL Financial LLC (HOUSTON TX)
CA
07/11/2014 - 07/17/2017
INVEST FINANCIAL CORPORATION (BURBANK CA)
CA
07/01/2008 - 07/07/2014
TD AMERITRADE, INC. (PASADENA CA)
CA
08/31/2007 - 06/18/2008
WELLS FARGO INVESTMENTS, LLC (LOS ANGELES CA)
CA
05/14/2004 - 08/17/2006
WM FINANCIAL SERVICES, INC. (HOLLYWOOD CA)
BOTH
Issued 10/13/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/10/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/03/2007
Series 7 - General Securities Representative Examination
BC
Issued 05/13/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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