Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Vincent? Claim Your ProfileVincent Lupo is a financial advisor who has been in the industry since August 5, 1989. Vincent currently holds registrations with Tradeup Securities, Inc. and US Tiger Securities, Inc. Vincent previously worked with CLEAR STREET LLC, ELECTRONIC TRANSACTION CLEARING, INC., MIRAE ASSET SECURITIES (USA) INC., INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC, PERSHING LLC, JEFFERIES & COMPANY, INC., NEUBERGER BERMAN, LLC, ING BARINGS LLC, NATIONAL FINANCIAL SERVICES CORPORATION, and MORGAN STANLEY & CO., INCORPORATED. Vincent has successfully passed the Series 63, 7, 24, 99TO and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
04/20/2021 - Present
Tradeup Securities, Inc. (ROSELAND NJ)
NY
10/01/2019 - 04/05/2021
CLEAR STREET LLC (NEW YORK NY)
NY
01/24/2017 - 11/12/2019
ELECTRONIC TRANSACTION CLEARING, INC. (New York NY)
NY
07/15/2016 - 02/09/2017
MIRAE ASSET SECURITIES (USA) INC. (NEW YORK NY)
NY
12/03/2012 - 07/14/2016
INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC (NEW YORK NY)
NJ
05/13/2011 - 07/06/2012
PERSHING LLC (JERSEY CITY NJ)
NJ
02/19/2004 - 05/06/2011
JEFFERIES & COMPANY, INC. (JERSEY CITY NJ)
NY
04/17/2000 - 02/11/2004
NEUBERGER BERMAN, LLC (NEW YORK NY)
NY
02/04/1999 - 04/19/2000
ING BARINGS LLC (NEW YORK NY)
MA
09/14/1996 - 02/01/1999
NATIONAL FINANCIAL SERVICES CORPORATION (BOSTON MA)
NY
11/23/1988 - 06/27/1996
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
BC
Issued 06/26/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/02/2012
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/19/1988
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe EDGX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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