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Vincent Louis Pereira

Alexander Capital, LP

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About Vincent Louis Pereira

Vincent Louis Pereira is a broker with Alexander Capital, LP. Vincent has been in the securities industry since May 1, 2000. Vincent holds Series 7 and Series 63 licenses. In addition to Alexander Capital, LP, Vincent has been registered with 14 other firms including BLACKBOOK CAPITAL LLC, SOURCE CAPITAL GROUP, INC., JOHN CARRIS INVESTMENTS LLC, ROCKWELL GLOBAL CAPITAL LLC, ADVANCED PLANNING SECURITIES, INC., NATIONS FINANCIAL GROUP, INC., ARCHER ALEXANDER SECURITIES CORPORATION, INVESTEC ERNST & COMPANY, ROYCE INVESTMENT GROUP, INC., FIRST PROVIDENCE FINANCIAL GROUP, INC., and WALSH MANNING SECURITIES, LLC. Vincent is currently registered in 14 states including Arizona, California, Florida, Illinois, Iowa, New Jersey, New York, Ohio, Oklahoma, Pennsylvania, South Carolina, Tennessee, Texas and Wisconsin.

Firm Information

Vincent Pereira is currently registered with Alexander Capital, LP. Alexander Capital, LP is a partnership formed in November 1995. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

50

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Vincent Pereira’s Registration & Firm History

NJ

02/17/2015 - Present

Alexander Capital, LP (RED BANK NJ)

NJ

11/17/2014 - 02/10/2015

BLACKBOOK CAPITAL LLC (HILLSIDE NJ)

NY

08/04/2014 - 11/25/2014

SOURCE CAPITAL GROUP, INC. (NEW YORK NY)

NJ

02/21/2014 - 06/01/2014

JOHN CARRIS INVESTMENTS LLC (HOBOKEN NJ)

NY

10/06/2011 - 02/28/2014

ROCKWELL GLOBAL CAPITAL LLC (MELVILLE NY)

NY

12/04/2008 - 03/09/2011

ROCKWELL GLOBAL CAPITAL LLC (MELVILLE NY)

NY

08/21/2008 - 12/22/2008

ADVANCED PLANNING SECURITIES, INC. (SMITHTOWN NY)

NY

02/26/2007 - 08/18/2008

ROCKWELL GLOBAL CAPITAL LLC (MELVILLE NY)

NY

05/09/2005 - 06/07/2007

ADVANCED PLANNING SECURITIES, INC. (MELVILLE NY)

IA

02/24/2004 - 05/09/2005

NATIONS FINANCIAL GROUP, INC. (CEDAR RAPIDS IA)

MO

04/04/2002 - 11/12/2002

ARCHER ALEXANDER SECURITIES CORPORATION (KANSAS CITY MO)

NY

10/29/1999 - 09/07/2001

INVESTEC ERNST & COMPANY (NEW YORK NY)

NY

09/24/1998 - 10/29/1999

ROYCE INVESTMENT GROUP, INC. (WOODBURY NY)

NY

08/19/1998 - 09/23/1998

FIRST PROVIDENCE FINANCIAL GROUP, INC. (PORT WASHINGTON NY)

NA

09/04/1997 - 08/04/1998

WALSH MANNING SECURITIES, LLC

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Licenses & Designations

BC

Issued 09/12/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/03/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 13 public disclosures for Vincent Louis Pereira. Review regulatory record here.
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