Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Vincent? Claim Your ProfileVincent Louis Miceli is a financial professional with over 11 years of experience in the industry. Vincent is currently registered with Needham & Company, LLC, and is also registered with the state of California. Previously, Vincent was employed by Barclays Capital Inc. in New York. Vincent holds several industry licenses including Series 3, 7, 55, 57TO, and 63. Vincent has a strong background in securities trading and is committed to providing clients with comprehensive financial solutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Securities research
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
Pursuant to csa agreements
1
2
NY
12/20/2017 - Present
Needham & Company, LLC (NEW YORK NY)
NY
08/17/2011 - 09/08/2016
BARCLAYS CAPITAL INC. (NEW YORK NY)
BC
Issued 08/19/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/30/2012
Series 3 - National Commodity Futures Examination
BC
Issued 09/26/2011
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/16/2011
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
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