Unclaimed
Vincent Lombardi is a financial advisor with over 2 years of experience in the industry. Vincent is currently registered with ADP Broker-Dealer, Inc. in FLORHAM PARK, NJ. Prior to that, Vincent was with AXA ADVISORS, LLC in EDISON, NJ. Vincent holds the Series 6, Series 63 and SIE licenses. Vincent is registered with the FINRA as well as the state of NJ and 51 other states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
10/01/2019 - Present
ADP Broker-Dealer, Inc. (FLORHAM PARK NJ)
NJ
11/14/2016 - 12/05/2017
AXA ADVISORS, LLC (EDISON NJ)
BC
Issued 05/12/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/05/2017
SIE - Securities Industry Essentials Examination
BC
Issued 11/14/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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