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Vincent Lombardi

ADP Broker-Dealer, Inc.

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About Vincent Lombardi

Vincent Lombardi is a financial advisor with over 2 years of experience in the industry. Vincent is currently registered with ADP Broker-Dealer, Inc. in FLORHAM PARK, NJ. Prior to that, Vincent was with AXA ADVISORS, LLC in EDISON, NJ. Vincent holds the Series 6, Series 63 and SIE licenses. Vincent is registered with the FINRA as well as the state of NJ and 51 other states.

Firm Information

Vincent Lombardi is currently registered with ADP Broker-Dealer, Inc.. ADP Broker-Dealer, Inc. is a corporation formed in July 1994. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Virgin Islands, and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

755

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Vincent Lombardi’s Registration & Firm History

NJ

10/01/2019 - Present

ADP Broker-Dealer, Inc. (FLORHAM PARK NJ)

NJ

11/14/2016 - 12/05/2017

AXA ADVISORS, LLC (EDISON NJ)

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Licenses & Designations

BC

Issued 05/12/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/05/2017

SIE - Securities Industry Essentials Examination

BC

Issued 11/14/2016

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Vincent Lombardi.
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