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Vincent Leonard Auriemma

Northwestern Mutual Investment Services, LLC

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About Vincent Leonard Auriemma

Vincent Auriemma is a financial advisor with Northwestern Mutual Investment Services, LLC. Vincent Auriemma has been in the financial services industry since 1982. Vincent Auriemma is currently registered with the state of Connecticut. Vincent Auriemma has been registered with Northwestern Mutual Investment Services, LLC since 2016. Vincent Auriemma has also been registered with several other firms, including Robert W. Baird & Co. Incorporated and Hall Securities Corporation. Vincent Auriemma has passed several professional exams, including the Series 6, 7, 22, 63, and 65. Vincent Auriemma has a long history of experience in the financial services industry. Vincent Auriemma is a highly qualified professional and can help clients achieve their financial goals.

Firm Information

Vincent Auriemma is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Vincent Auriemma’s Registration & Firm History

CT

08/26/2016 - Present

Northwestern Mutual Investment Services, LLC (Easton CT)

WI

04/10/1998 - 01/01/2002

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

NA

03/29/1984 - 10/21/1985

HALL SECURITIES CORPORATION

NA

07/01/1982 - 10/14/1983

NML EQUITY SERVICES, INC.

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Licenses & Designations

IA

Issued 10/31/2005

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 03/29/1984

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/22/2003

Series 7 - General Securities Representative Examination

BC

Issued 03/28/1984

Series 22 - Direct Participation Programs Representative Examination

BC

Issued 06/29/1982

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Vincent Leonard Auriemma. Review regulatory record here.
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