Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Vincent? Claim Your ProfileVincent Ashley is a financial advisor with over 40 years of experience. Vincent is a Certified Financial Planner and has held multiple licenses and certifications including a Series 65 for investment advisor, Series 24 for general securities principal, Series 7 for general securities representative and Series 6 for investment company products/variable contracts. Vincent is registered with Osaic Wealth, Inc. in Michigan and currently holds licenses for 11 states. Vincent previously worked for Securities America, Inc., Sunset Financial Services, Inc., The Riderwood Group Incorporated, FSC Securities Corporation, Washington Square Securities, Inc., American Express Financial Advisors Inc., IDS Life Insurance Company and IDS Financial Services Inc. Vincent has a proven track record of providing financial guidance and investment management services to clients. Vincent’s specializations include financial planning, pension consulting, portfolio management for individuals and businesses, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MI
06/14/2024 - Present
Osaic Wealth, Inc. (OAK PARK MI)
MI
11/14/2014 - 06/14/2024
SECURITIES AMERICA, INC. (OAK PARK MI)
MI
03/03/2009 - 11/14/2014
SUNSET FINANCIAL SERVICES, INC. (OAK PARK MI)
MI
05/26/2006 - 03/04/2009
THE RIDERWOOD GROUP INCORPORATED (SOUTHFIELD MI)
MI
07/28/1999 - 06/21/2006
FSC SECURITIES CORPORATION (CLINTON MI)
CT
02/11/1998 - 07/29/1999
WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)
MN
06/04/1980 - 02/12/1998
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
06/04/1980 - 02/12/1998
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
NA
06/04/1980 - 12/24/1986
IDS FINANCIAL SERVICES INC.
IA
Issued 08/18/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/05/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/12/1999
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/15/1986
Series 7 - General Securities Representative Examination
BC
Issued 05/05/1980
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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