Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Vincent? Claim Your ProfileVincent Kusy is a financial professional with over 25 years of experience in the industry. Vincent is currently registered with Charles Schwab & CO., Inc. in San Francisco, CA. Previously, Vincent worked at UBS Financial Services Inc. in Weehawken, NJ. Vincent has held a variety of roles at different firms throughout their career. Vincent holds the Series 7, 24, 55, 57TO, and 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
CA
11/23/2021 - Present
Charles Schwab & CO., Inc. (San Francisco CA)
NJ
06/29/2015 - 11/11/2021
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
10/23/2008 - 02/19/2015
MURPHY & DURIEU (NEW YORK NY)
NY
10/30/2006 - 08/26/2008
MERRIMAN CURHAN FORD & CO. (NEW YORK NY)
NY
04/06/2004 - 10/10/2006
MOORS & CABOT, INC. (NEW YORK NY)
NY
06/21/2002 - 03/24/2004
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
07/17/1998 - 06/13/2002
NDB CAPITAL MARKETS, LP (NEW YORK NY)
NE
10/23/1995 - 07/02/1998
NATIONAL DISCOUNT BROKERS (OMAHA NE)
NY
01/31/1995 - 08/16/1995
SMITH BARNEY INC. (NEW YORK NY)
NY
10/14/1994 - 01/09/1995
ROYCE INVESTMENT GROUP, INC. (WOODBURY NY)
BC
Issued 10/28/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/10/2014
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/12/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/13/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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