Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Vincent? Claim Your ProfileVincent Maloney is a financial professional with over 25 years of experience in the industry. Vincent Maloney is currently registered with David Lerner Associates, Inc. and has held previous registrations with CITICORP INVESTMENT SERVICES and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Vincent Maloney holds several industry licenses including Series 3, 7, 15, 24, 53 and 63. Vincent Maloney has a state license to sell securities in California, Connecticut, Florida, New Jersey, New Mexico and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
11/09/2001 - Present
David Lerner Associates, Inc. (WHITE PLAINS NY)
NA
10/04/1993 - 06/01/1994
CITICORP INVESTMENT SERVICES
NA
09/21/1983 - 07/18/1990
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BC
Issued 12/04/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/19/2002
Series 53 - Municipal Securities Principal Examination
BC
Issued 02/07/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/08/2001
Series 7 - General Securities Representative Examination
BC
Issued 09/17/1985
Series 3 - National Commodity Futures Examination
BC
Issued 11/12/1984
Series 15 - Foreign Currency Options Examination
Active
Inactive
F
FINRA
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