Unclaimed
Vincent Annable is an investment advisor representative with Transce3nd LLC, located in Kyle, TX. Vincent has been in the financial services industry since November 21, 1996 and is registered in Arizona, California, Florida, North Dakota, and Texas. Vincent has experience in various financial advisory roles including portfolio management for individuals, selection of other advisors, and financial planning. Vincent also has experience with several other businesses, including wealth strategies and insurance sales.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TX
07/27/2023 - Present
Transce3nd LLC (KYLE TX)
AZ
08/14/2015 - 06/15/2020
CENTER STREET SECURITIES, INC. (SCOTTSDALE AZ)
AZ
07/31/2009 - 08/24/2015
NEWBRIDGE SECURITIES CORPORATION (SCOTTSDALE AZ)
CA
12/14/2006 - 07/09/2009
COMPAK SECURITIES, INC. (NEWPORT BEACH CA)
AZ
07/29/2005 - 10/12/2006
COMMUNITY BANKERS SECURITIES, LLC (SCOTTSDALE AZ)
NA
05/27/1994 - 10/24/1994
AMERICAN TRADING SECURITIES CORP.
NA
07/20/1993 - 03/26/1994
AMERICAN TRADING SECURITIES CORP.
NA
09/12/1992 - 01/08/1993
BROKERS TRANSACTION SERVICES, INC.
NA
03/22/1990 - 12/31/1991
PLANNED INVESTMENTS INC.
NA
01/02/1990 - 02/21/1990
FOCUS II SECURITIES, INC.
NA
11/19/1989 - 01/01/1990
ROYAL ALLIANCE ASSOCIATES, INC.
NA
02/06/1987 - 11/19/1989
INTEGRATED RESOURCES EQUITY CORPORATION
NA
11/01/1985 - 06/30/1987
ASH SECURITIES & INVESTMENT CORP.
NA
02/21/1986 - 02/27/1987
VCG SECURITIES, INC.
NA
11/05/1984 - 04/10/1985
DH EQUINE, INC.
NA
04/13/1984 - 08/09/1984
SUTRO & CO. INCORPORATED
NA
11/21/1983 - 03/19/1984
MUNICICORP OF CALIFORNIA
NA
03/08/1982 - 06/29/1982
BACHE HALSEY STUART SHIELDS INCORPORATED
BC
Issued 07/27/2005
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 07/18/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/07/2011
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/28/2008
Series 7 - General Securities Representative Examination
BC
Issued 07/26/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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