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Vincent Joseph Valenza

Santander US Capital Markets LLC

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About Vincent Joseph Valenza

Vincent Valenza is a financial professional with over 30 years of experience in the industry. Vincent currently holds a position at Santander US Capital Markets LLC, where he is a registered representative. Vincent's career spans multiple firms including Santander Investment Securities Inc., Smith New Court, Inc. and Sherwood Capital, Inc. Vincent holds the Series 7, Series 99, and SIE licenses.

Firm Information

Vincent Valenza is currently registered with Santander US Capital Markets LLC. Santander US Capital Markets LLC is a Limited Liability Company formed in January 2010. The firm is registered in all 50 states, the District of Columbia, and Puerto Rico. Santander US Capital Markets LLC has also been approved by the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

150

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Vincent Valenza’s Registration & Firm History

FL

02/06/2023 - Present

Santander US Capital Markets LLC (Ft Lauderdale FL)

NY

05/11/2016 - 02/06/2023

SANTANDER INVESTMENT SECURITIES INC. (NEW YORK NY)

NY

07/18/1995 - 01/04/1996

SMITH NEW COURT, INC. (NEW YORK NY)

NA

09/22/1987 - 10/19/1987

SHERWOOD CAPITAL, INC.

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/11/2016

Series 99 - Operations Professional Examination

BC

Issued 09/19/1987

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Vincent Joseph Valenza.
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