Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Vincent? Claim Your ProfileVincent Stefano is an investment advisor representative with WWM Financial, a registered investment advisor headquartered in Carlsbad, CA. Vincent has been in the financial industry since 1983, specializing in financial planning, portfolio management for individuals, educational seminars, and selection of other advisors. His previous experience includes roles with CROWELL, WEEDON & CO., FRED ALGER & COMPANY, INCORPORATED, FURMAN SELZ INCORPORATED, NHP REAL ESTATE SECURITIES, INC., DREXEL BURNHAM LAMBERT INCORPORATED, and KIDDER, PEABODY & CO. INCORPORATED. Vincent holds the Series 7, 26, and 66 licenses. WWM Financial manages approximately $279.4 million in assets under management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
CA
01/04/2013 - Present
WWM Financial (Carlsbad CA)
CA
11/23/2011 - 01/15/2013
CROWELL, WEEDON & CO. (SAN DIEGO CA)
NY
06/08/1994 - 07/01/1997
FRED ALGER & COMPANY, INCORPORATED (NEW YORK NY)
NY
06/15/1987 - 03/04/1994
FURMAN SELZ INCORPORATED (NEW YORK NY)
NA
09/25/1984 - 02/03/1987
NHP REAL ESTATE SECURITIES, INC.
NA
11/08/1983 - 09/06/1984
DREXEL BURNHAM LAMBERT INCORPORATED
NA
03/25/1982 - 10/18/1983
KIDDER, PEABODY & CO. INCORPORATED
BOTH
Issued 12/28/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/01/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/01/1994
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 11/22/2011
Series 7 - General Securities Representative Examination
Active
Inactive
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