Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Vincent? Claim Your ProfileVincent Sbano is a financial advisor with over 27 years of experience in the industry. Vincent holds licenses and registrations in many states, including Rhode Island, Massachusetts and Colorado. Vincent currently works with B. Riley Wealth Advisors, Inc. in Middletown, Rhode Island. Vincent has previously worked with Winslow, Evans & Crocker, Inc., Wachovia Securities, LLC, and Prudential Securities Incorporated. Vincent is dedicated to providing personalized financial planning and investment management services to clients. Vincent is also a licensed insurance agent and provides fixed insurance sales services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
RI
03/07/2024 - Present
B. Riley Wealth Advisors, Inc. (Middletown RI)
MA
03/18/2021 - 07/22/2022
NATIONAL SECURITIES CORPORATION (BOSTON MA)
MA
11/14/2003 - 04/13/2021
WINSLOW, EVANS & CROCKER, INC. (BOSTON MA)
MO
07/01/2003 - 11/19/2003
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
06/21/1995 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 07/19/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/23/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/09/2004
Series 24 - General Securities Principal Examination
BC
Issued 09/12/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/06/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/14/2001
Series 3 - National Commodity Futures Examination
BC
Issued 06/20/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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