Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Vincent? Claim Your ProfileVincent Mauro is a financial professional with over 20 years of experience in the financial services industry. Vincent is currently registered with LPL Enterprise, LLC, and is also a Registered Representative with the Financial Industry Regulatory Authority (FINRA). Previously, Vincent was registered with Cadaret, Grant & Co., Inc., Northwestern Mutual Investment Services, LLC, and Sands Brothers & Co., LTD.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
10/21/2024 - Present
LPL Enterprise, LLC (WARNERS NY)
NY
01/16/2018 - 04/14/2022
CADARET, GRANT & CO., INC. (SYRACUSE NY)
NY
06/16/2017 - 12/01/2017
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (E SYRACUSE NY)
NY
11/10/1999 - 07/02/2001
SANDS BROTHERS & CO., LTD. (NEW YORK NY)
BOTH
Issued 08/30/2024
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/16/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/02/2024
Series 24 - General Securities Principal Examination
BC
Issued 03/19/2018
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/26/2024
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/16/2017
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 11/09/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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