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Vincent Joseph Marra

Thinkequity LLC

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About Vincent Joseph Marra

Vincent Joseph Marra is a financial professional with over 25 years of experience in the industry. Currently, Vincent Marra is registered with Thinkequity LLC, a firm based in New York, NY. Vincent Marra has a wide range of experience in the financial services industry, having worked for several firms, including Dawson James Securities, Inc., Lampert Capital Markets Inc., and Halcyon Cabot Partners, LTD.

Firm Information

Vincent Marra is currently registered with Thinkequity LLC. Thinkequity LLC is a Limited Liability Company formed on August 13, 2021. The firm is registered in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. Thinkequity LLC has been the subject of 8 Regulatory Events, 3 Civil Events, and 2 Arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

46

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Vincent Marra’s Registration & Firm History

NY

09/24/2018 - Present

Thinkequity LLC (NEW YORK NY)

NY

05/23/2016 - 10/10/2018

DAWSON JAMES SECURITIES, INC. (NEW YORK NY)

NY

01/08/2013 - 05/24/2016

LAMPERT CAPITAL MARKETS INC. (NEW YORK NY)

NY

03/15/2011 - 02/07/2013

HALCYON CABOT PARTNERS, LTD. (NEW YORK NY)

NY

04/15/2010 - 03/28/2011

FORGE FINANCIAL GROUP, INC. (NEW YORK NY)

NY

09/20/2002 - 04/07/2010

WESTROCK ADVISORS, INC. (NEW YORK NY)

NJ

11/27/2001 - 09/18/2002

THE CONCORD EQUITY GROUP, LLC (ISELIN NJ)

NY

03/30/2001 - 11/30/2001

JOSEPHTHAL & CO., INC. (NEW YORK NY)

NY

04/28/2000 - 03/23/2001

BROADBAND CAPITAL MANAGEMENT, LLC (NEW YORK NY)

NY

07/07/1997 - 04/28/2000

OSCAR GRUSS & SON, INCORPORATED (NEW YORK NY)

NA

05/28/1997 - 05/30/1997

OSCAR GRUSS & SON, INCORPORATED

NY

01/02/1997 - 05/29/1997

JOSEPHTHAL LYON & ROSS INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/07/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/31/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are 3 public disclosures for Vincent Joseph Marra. Review regulatory record here.
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