Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Vincent? Claim Your ProfileVincent Fertitta is a financial professional with over 27 years of experience in the industry. Vincent is currently registered with Sanctuary Advisors, LLC in Texas and Indiana. Previously, Vincent worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated, Smith Barney Inc., and Lehman Brothers Inc. Vincent has a variety of licenses and registrations, including Series 3, 7, 9, 10, 31, 63, and 65, as well as the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IN
07/01/2019 - Present
Sanctuary Advisors, LLC (INDIANAPOLIS IN)
TX
10/28/1996 - 05/16/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SAN ANTONIO TX)
NY
07/31/1993 - 11/07/1996
SMITH BARNEY INC. (NEW YORK NY)
NY
08/04/1992 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 08/21/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/10/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/04/1999
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/28/1999
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/26/2011
Series 3 - National Commodity Futures Examination
BC
Issued 09/09/1998
Series 31 - Futures Managed Funds Examination
BC
Issued 08/03/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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