Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Vincent? Claim Your ProfileVincent Dipaolo is a financial advisor with Franklin Distributors, LLC. Vincent has been in the industry since 2010 and has a broad range of experience. Vincent holds the Series 6, 7, 63, 65, and SIE licenses. Vincent is registered in 14 states including California, Colorado, Connecticut, Florida, Kansas, Louisiana, Massachusetts, Mississippi, Nebraska, New York, North Dakota, Oklahoma, South Dakota and Texas. Prior to joining Franklin Distributors, LLC Vincent worked at Nuveen Securities, LLC, Invesco Distributors, Inc., OppenheimerFunds Distributor, Inc., J.P. Morgan Securities LLC, Chase Investment Services Corp. and J.P. Morgan Institutional Investments Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MD
12/02/2022 - Present
Franklin Distributors, LLC (BALTIMORE MD)
IL
12/03/2020 - 11/18/2022
NUVEEN SECURITIES, LLC (CHICAGO IL)
TX
05/25/2019 - 11/18/2020
INVESCO DISTRIBUTORS, INC. (HOUSTON TX)
CO
05/22/2014 - 05/25/2019
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (CENTENNIAL CO)
CO
10/01/2012 - 03/28/2014
J.P. MORGAN SECURITIES LLC (CENTENNIAL CO)
CO
09/11/2012 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (CENTENNIAL CO)
CO
05/01/2012 - 07/30/2012
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (ENGLEWOOD CO)
CO
11/01/2010 - 05/02/2012
CHASE INVESTMENT SERVICES CORP. (CENTENNIAL CO)
CO
07/28/2009 - 08/27/2010
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (GREENWOOD VLG CO)
IA
Issued 12/21/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/21/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/13/2012
Series 7 - General Securities Representative Examination
BC
Issued 07/27/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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