Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Vincent? Claim Your ProfileVincent D'albora is an investment advisor representative with B. Riley Wealth Advisors, Inc. Vincent has been in the industry since 2005. Vincent currently holds Series 63 and 66 licenses. Vincent has been registered with B. Riley Wealth Advisors, Inc. since 2018. Previously, Vincent was registered with NATIONAL SECURITIES CORPORATION, GUNNALLEN FINANCIAL, INC, and JOSEPH STEVENS & COMPANY, INC.. Vincent is registered in 51 states and 2 jurisdictions for investment advisory services. Vincent also offers financial planning, pension consulting, educational seminars, and selection of other advisors services to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NJ
06/23/2021 - Present
B. Riley Wealth Advisors, Inc. (Red Bank NJ)
NY
06/06/2008 - 07/22/2022
NATIONAL SECURITIES CORPORATION (NEW YORK NY)
NY
04/12/2006 - 06/06/2008
GUNNALLEN FINANCIAL, INC (STATEN ISLAND NY)
NY
01/01/2006 - 04/28/2006
JOSEPH STEVENS & COMPANY, INC. (STATEN ISLAND NY)
BOTH
Issued 06/19/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/09/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/23/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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