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Vincent Joseph Cagnina

Northwestern Mutual Investment Services, LLC

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About Vincent Joseph Cagnina

Vincent Cagnina is a financial professional with over eight years of experience in the financial services industry. Vincent is currently registered with Northwestern Mutual Investment Services, LLC, a firm headquartered in Milwaukee, Wisconsin. Vincent's career has spanned several firms including Raymond James Financial Services, Inc. and Park Avenue Securities LLC. Vincent has a strong track record of providing financial advice to a range of clients, including individuals, businesses, and institutions. Vincent holds Series 6, 7TO, 63, and 65 licenses. Vincent's areas of expertise include investment research, referrals to other advisors and financial planning.

Firm Information

Vincent Cagnina is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998 and based in Milwaukee, Wisconsin. The firm offers investment research, referrals to other advisors, and acts as an investment advisor, providing advisory services to various client types, including individuals, corporations, and insurance companies. They are registered with the SEC and in all 50 states, boasting a large network of licensed agents, investment advisor representatives, and registered representatives. The firm has been involved in several regulatory events and one arbitration disclosure.
Northwestern Mutual Investment Services, LLC

400 BROADHOLLOW RD

MELVILLE, NY 11747

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Vincent Cagnina’s Registration & Firm History

NY

03/21/2022 - Present

Northwestern Mutual Investment Services, LLC (MELVILLE NY)

NY

08/18/2021 - 03/14/2022

RAYMOND JAMES FINANCIAL SERVICES, INC. (SMITHTOWN NY)

NY

09/10/2020 - 08/04/2021

PARK AVENUE SECURITIES LLC (MELVILLE NY)

NY

12/23/2015 - 12/31/2019

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MELVILLE NY)

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Licenses & Designations

IA

Issued 12/30/2021

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 4/2/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/8/2020

Series 7TO - General Securities Representative Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/23/2015

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Vincent Joseph Cagnina. Review regulatory record here.
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