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Vincent Joseph Becker

Raymond James & Associates, Inc.

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About Vincent Joseph Becker

Vincent Becker has been a registered financial advisor since 1992. Vincent is currently employed with Raymond James & Associates, Inc. in the Bluffton, SC branch office. Vincent holds both Series 7 and Series 63 licenses. In the past, Vincent has also been registered with Legg Mason Wood Walker, Incorporated, PaineWebber Incorporated, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and several other companies. Vincent has a strong background in financial planning, pension consulting, and portfolio management for individuals and businesses.

Firm Information

Vincent Becker is currently registered with Raymond James & Associates, Inc.. Raymond James & Associates, Inc. is a corporation headquartered in St. Petersburg, Florida, that was formed in February 1969. With a team of over 7,700 licensed agents, investment adviser representatives, and registered representatives, the firm manages over $433 billion in assets for a diverse clientele including high-net-worth individuals, corporations, insurance companies, pension plans, and charitable organizations. Raymond James offers a wide range of advisory services including financial planning, pension consulting, educational seminars, and portfolio management for individuals, businesses, and investment companies. The firm is registered with the Securities and Exchange Commission and is licensed to operate in all 50 states and the District of Columbia.
Raymond James & Associates, Inc.

880 CARILLON PARKWAY

ST. PETERSBURG, FL 33716

$433.81B

Assets Under Management

2,313

Total Clients

6,961

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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please see note in schedule d - miscellaneous

Please see note in schedule d - miscellaneous

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Vincent Becker’s Registration & Firm History

SC

02/18/2020 - Present

Raymond James & Associates, Inc. (BLUFFTON SC)

SC

04/02/2007 - 03/31/2009

MORGAN STANLEY & CO. INCORPORATED (CHARLESTON SC)

SC

06/01/2001 - 04/02/2007

MORGAN STANLEY DW INC. (CHARLESTON SC)

MA

09/23/1998 - 06/06/2001

BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)

NJ

07/08/1996 - 10/07/1998

PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)

NY

08/02/1993 - 07/10/1996

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

MD

08/20/1992 - 08/09/1993

LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)

MA

01/06/1992 - 09/23/1992

JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)

MA

01/06/1992 - 09/23/1992

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)

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Licenses & Designations

IA

Issued 02/25/1993

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/01/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/01/2002

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 01/31/2002

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/21/2009

Series 31 - Futures Managed Funds Examination

BC

Issued 09/23/1992

Series 7 - General Securities Representative Examination

BC

Issued 12/23/1991

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are 3 public disclosures for Vincent Joseph Becker. Review regulatory record here.
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