Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Vincent? Claim Your ProfileVincent Sottile is a Registered Representative with R. Seelaus & CO., LLC. Vincent has been in the financial services industry since 1986 and has a broad range of experience, including working with Merrill Lynch, Pierce, Fenner & Smith Incorporated and Banc of America Securities LLC. Vincent has earned the Series 7, Series 9, Series 10 and Series 63 licenses. Vincent holds current registrations in Connecticut, Florida, Massachusetts, New Jersey and New Mexico.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NJ
11/13/2018 - Present
R. Seelaus & CO., LLC (Chatham NJ)
NY
11/01/2010 - 03/19/2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
02/09/2009 - 11/01/2010
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NY
01/21/1986 - 02/09/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 10/31/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/26/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/03/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/19/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/18/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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