Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Vincent? Claim Your ProfileVincent Klein is a financial advisor with Cambridge Investment Research Advisors, Inc. Vincent has been in the industry since December 2014 and holds the Series 7 and Series 66 registrations as well as the SIE. Vincent's previous experience includes positions with Saxony Securities, Inc., Madison Avenue Securities, LLC, and Transamerica Financial Advisors, Inc. Vincent is registered to provide investment advice in 22 states and the District of Columbia. Vincent also works as an Independent Insurance Agent for various Independent Insurance Agencies, and owns CVK Properties LLC, a holding company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
MO
08/02/2024 - Present
Cambridge Investment Research Advisors, Inc. (Chesterfield MO)
MO
01/03/2018 - 08/20/2024
SAXONY SECURITIES, INC. (CHESTERFIELD MO)
MO
05/06/2016 - 12/31/2017
MADISON AVENUE SECURITIES, LLC (Chesterfield MO)
MO
12/08/2014 - 04/28/2016
TRANSAMERICA FINANCIAL ADVISORS, INC (TOWN & COUNTRY MO)
BOTH
Issued 12/20/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/08/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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