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Vincent John Frattini

Cambridge Investment Research, Inc.

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About Vincent John Frattini

Vincent John Frattini is a financial advisor at Cambridge Investment Research, Inc. Vincent has been in the financial industry since 2000 and has experience in various roles at several firms. He is currently registered with the Financial Industry Regulatory Authority (FINRA) and holds Series 6, Series 63, and SIE licenses. Vincent has worked at several firms, including National Planning Corporation, Transamerica Financial Advisors, Inc., and Signator Investors, Inc. His work experience spans multiple states, including Michigan, Massachusetts, and California. Vincent is a licensed and registered financial advisor in several states, including California, Florida, Michigan, Minnesota, Nevada, New York, Oklahoma, Tennessee and Texas.

Firm Information

Vincent Frattini is currently registered with Cambridge Investment Research, Inc.. Cambridge Investment Research, Inc. is a corporation formed in October 1995. The firm is registered with the SEC and in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

658

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Vincent Frattini’s Registration & Firm History

MI

10/16/2017 - Present

Cambridge Investment Research, Inc. (Clinton TWP MI)

MI

10/17/2012 - 10/19/2017

NATIONAL PLANNING CORPORATION (Clinton Twp MI)

MI

09/04/2009 - 10/15/2012

TRANSAMERICA FINANCIAL ADVISORS, INC (SHELBY TOWNSHIP MI)

MI

07/26/2004 - 09/04/2009

TRANSAMERICA FINANCIAL ADVISORS, INC. (SHELBY TOWNSHIP MI)

MA

06/09/2000 - 07/23/2004

SIGNATOR INVESTORS, INC. (BOSTON MA)

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Licenses & Designations

BC

Issued 06/12/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/07/2000

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Vincent John Frattini.
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