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Vincent John Ferrara

Allstate Financial Services, LLC

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About Vincent John Ferrara

Vincent Ferrara is a financial advisor with over 28 years of experience in the financial services industry. Vincent is currently registered with Allstate Financial Services, LLC in Lincoln, NE. Vincent holds Series 6, 7, 24, 26, 51 and SIE licenses and is registered in Florida, Massachusetts, New Jersey and New York. Vincent also has previous experience with LPL Financial Corporation, Essex National Securities, Inc., PFIC Securities Corporation and FISERV Investor Services, Inc..

Firm Information

Vincent Ferrara is currently registered with Allstate Financial Services, LLC. Allstate Financial Services, LLC, is a Limited Liability Company formed in November 1999. The firm is registered in all 50 states and the District of Columbia.

Not reported

Assets Under Management

Not reported

Total Clients

4,147

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Vincent Ferrara’s Registration & Firm History

NE

08/24/2012 - Present

Allstate Financial Services, LLC (Lincoln NE)

NJ

01/19/2011 - 08/07/2012

FINANCIAL NETWORK INVESTMENT CORPORATION (COLTS NECK NJ)

NY

08/28/2008 - 12/13/2010

LPL FINANCIAL CORPORATION (STATEN ISLAND NY)

NY

06/21/2006 - 09/02/2008

ESSEX NATIONAL SECURITIES, INC. (STATEN ISLAND NY)

NY

10/05/2005 - 06/21/2006

PFIC SECURITIES CORPORATION (STATEN ISLAND NY)

TX

09/11/1998 - 10/05/2005

FISERV INVESTOR SERVICES, INC. (HOUSTON TX)

GA

03/31/1998 - 09/11/1998

PFS INVESTMENTS INC. (DULUTH GA)

GA

02/20/1998 - 03/17/1998

WMA SECURITIES, INC. (DULUTH GA)

GA

12/03/1993 - 02/25/1998

PFS INVESTMENTS INC. (DULUTH GA)

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Licenses & Designations

BC

Issued 12/02/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/16/2019

Series 51 - Municipal Fund Securities Principal Examination

BC

Issued 12/13/2018

Series 24 - General Securities Principal Examination

BC

Issued 12/26/1996

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/14/2018

Series 7 - General Securities Representative Examination

BC

Issued 12/02/1993

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Vincent John Ferrara. Review regulatory record here.
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