Unclaimed
Vincent John Cucuzza is a financial advisor who has been in the industry since 2006. He currently works with MML Investors Services, LLC. Vincent has his Series 6, 7, and 66 licenses. He also holds the designation of Certified Financial Planner. Vincent has previously been registered with MSI Financial Services, Inc. and NYLIFE Securities LLC. Vincent has been registered with the states of Arizona, California, Colorado, Connecticut, Florida, Georgia, Illinois, Indiana, Kentucky, Louisiana, Maryland, Massachusetts, Michigan, Minnesota, Missouri, Montana, Nevada, New Hampshire, New Jersey, New York, North Carolina, Ohio, Oklahoma, Oregon, Pennsylvania, Rhode Island, South Carolina, Tennessee, Texas, Utah, Virginia, Washington, and Wisconsin. Vincent works with individuals, high-net-worth individuals, pension and profit sharing plans, corporations or other businesses, charitable organizations, and trusts, foundations, and endowments.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
NY
11/03/2020 - Present
MML Investors Services, LLC (ELMSFORD NY)
CT
05/23/2011 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (SHELTON CT)
NY
05/25/2007 - 05/31/2011
NYLIFE SECURITIES LLC (BROOKLYN NY)
NY
09/18/2006 - 04/04/2007
GENWORTH FINANCIAL SECURITIES CORPORATION (BROOKLYN NY)
BOTH
Issued 07/25/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/26/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/31/2009
Series 7 - General Securities Representative Examination
BC
Issued 09/16/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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