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Vincent John Agosta

Marex Capital Markets Inc.

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About Vincent John Agosta

Vincent Agosta is a financial professional with over 25 years of experience in the industry. Vincent is currently registered with Marex Capital Markets Inc. in Garden City, NY. Previously, Vincent held positions with firms including Cowen and Company, Cowen Prime Services LLC, Wells Fargo Securities, LLC, Wells Fargo Prime Services, LLC, Trading LLC, Burlington Capital Markets Inc. and Dean Witter Reynolds Inc. Vincent holds FINRA Series 7, 24, 55, 57TO, 99TO, and SIE licenses and is a registered representative in New York. Vincent is also a licensed securities agent in the state of New York.

Firm Information

Vincent Agosta is currently registered with Marex Capital Markets Inc.. Marex Capital Markets Inc. is a Corporation formed in 1952 and approved for operations in all 50 states, the District of Columbia, and Puerto Rico. The firm has an active SEC registration and has reported 42 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

71

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Vincent Agosta’s Registration & Firm History

NY

12/01/2023 - Present

Marex Capital Markets Inc. (Garden City NY)

NY

08/04/2021 - 12/12/2023

COWEN AND COMPANY (Garden City NY)

NY

11/21/2019 - 02/10/2022

COWEN PRIME SERVICES LLC (GARDEN CITY NY)

NY

08/01/2017 - 09/16/2019

WELLS FARGO SECURITIES, LLC (NEW YORK NY)

NY

11/10/2006 - 08/30/2017

WELLS FARGO PRIME SERVICES, LLC (NEW YORK NY)

NY

11/19/2002 - 11/15/2006

TRADING LLC (GREAT NECK NY)

NY

01/31/2002 - 11/27/2002

BURLINGTON CAPITAL MARKETS INC. (NEW YORK NY)

NY

12/01/1995 - 11/02/1999

DEAN WITTER REYNOLDS INC. (PURCHASE NY)

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Licenses & Designations

BC

Issued 01/11/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/13/2002

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/10/2002

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 01/30/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe C2 Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Vincent John Agosta.
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