Unclaimed
Vincent Leon is a financial advisor who is registered with Voya Investment Management Co. LLC. Vincent has been in the industry for 22 years and holds a Series 3, 7, 24, 31, 63 and 65.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
05/10/2023 - Present
Voya Investment Management Co. LLC (NEW YORK NY)
FL
06/30/2016 - 12/07/2022
THORNBURG SECURITIES CORPORATION (Doral FL)
MA
07/11/2013 - 04/04/2016
EATON VANCE DISTRIBUTORS, INC. (BOSTON MA)
NY
07/15/2010 - 04/04/2012
FUNDS DISTRIBUTOR, LLC (NEW YORK NY)
CT
02/27/2008 - 05/20/2010
GE INVESTMENT DISTRIBUTORS, INC (STAMFORD CT)
CT
12/01/2005 - 02/25/2008
LEGG MASON INVESTOR SERVICES, LLC (STAMFORD CT)
NY
11/21/2000 - 12/01/2005
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NA
01/26/1993 - 03/23/1994
DEAN WITTER REYNOLDS INC.
IA
Issued 08/23/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/22/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/12/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/20/2000
Series 7 - General Securities Representative Examination
BC
Issued 07/12/1993
Series 31 - Futures Managed Funds Examination
Active
Inactive
F
FINRA
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