Unclaimed
Vincent James Forand is a financial advisor currently registered with Robinhood Financial, LLC. Vincent has been a licensed financial advisor for several years and has experience in the securities industry. Vincent earned his Series 7, Series 66, Series 9, and Series 10 licenses and is registered in all 50 states and Puerto Rico. Prior to joining Robinhood Financial, LLC, Vincent worked at Fidelity Brokerage Services LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
11/17/2020 - Present
Robinhood Financial, LLC (Westlake TX)
TX
08/31/2020 - 10/23/2020
FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)
BOTH
Issued 09/22/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/30/2021
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/16/2021
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/31/2020
Series 7TO - General Securities Representative Examination
BC
Issued 08/21/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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