Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Vincent? Claim Your ProfileVincent Defilippo is a financial professional with over 14 years of experience in the industry. Vincent is currently registered with Vienna Capital Partners LLC, where he holds the position of Registered Representative. Vincent has previously held positions at several other firms, including DEFILIPPO CAPITALE PARTNERS LLC, MEYERS ASSOCIATES, L.P., and HUNTER WISE SECURITIES, LLC. Vincent's experience includes a range of securities products and services. Vincent holds a number of securities licenses, including Series 7, Series 24, and Series 53.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
11/03/2022 - Present
Vienna Capital Partners LLC (NEW YORK NY)
NV
03/22/2013 - 11/12/2018
DEFILIPPO CAPITALE PARTNERS LLC (LAS VEGAS NV)
NY
08/15/2011 - 04/12/2012
MEYERS ASSOCIATES, L.P. (NEW YORK NY)
CA
05/04/2011 - 08/15/2011
HUNTER WISE SECURITIES, LLC (IRVINE CA)
CA
04/01/2008 - 06/03/2010
NEWPORT COAST SECURITIES, INC. (IRVINE CA)
NY
10/16/2007 - 04/01/2008
JOHN THOMAS FINANCIAL (NEW YORK NY)
NY
04/21/2004 - 09/14/2004
SHUKLA FINANCIAL SERVICES, INC. (NEW YORK NY)
FL
06/04/2004 - 07/13/2004
ADVANTAGE TRADING GROUP, INC. (LONGWOOD FL)
DC
10/15/2003 - 12/19/2003
SUCCESS TRADE SECURITIES, INC. (WASHINGTON DC)
NY
02/27/2003 - 09/02/2003
INDIANAPOLIS SECURITIES, INC. (VALLEY STREAM NY)
NY
07/12/2002 - 08/27/2002
INVESTPRIVATE, INC. (NEW YORK NY)
NY
03/05/2001 - 05/31/2001
SOLID ISG CAPITAL MARKETS, LLC (NEW YORK NY)
NY
11/30/2000 - 05/02/2001
MONTROSE CAPITAL MANAGEMENT LTD. (NEW YORK NY)
NY
07/13/1999 - 01/05/2001
BISHOP, ROSEN & CO., INC. (NEW YORK NY)
NY
03/22/1999 - 07/20/1999
ROBB PECK MCCOOEY CLEARING CORPORATION (NEW YORK NY)
CT
03/11/1998 - 07/22/1998
MERIT CAPITAL ASSOCIATES, INC. (WESTPORT CT)
NY
08/15/1997 - 03/12/1998
ROBB PECK MCCOOEY CLEARING CORPORATION (NEW YORK NY)
NY
06/27/1997 - 07/28/1997
DALTON KENT SECURITIES GROUP, INC. (NEW YORK NY)
BC
Issued 05/21/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/04/2022
Series 24 - General Securities Principal Examination
BC
Issued 10/27/2008
Series 4 - Registered Options Principal Examination
BC
Issued 09/19/2008
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 07/09/2022
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/07/2008
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/15/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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