Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Vincent? Claim Your ProfileVincent James Catania has been in the financial services industry since September 11, 1988. Vincent currently works for LPL Financial LLC. Vincent is licensed in the state of Indiana as both a registered representative and an investment advisor. Vincent is a Certified Financial Planner and has experience with life and disability insurance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
IN
02/07/2006 - Present
LPL Financial LLC (INDIANAPOLIS IN)
MA
04/04/1994 - 02/07/2006
WATERSTONE FINANCIAL GROUP, INC. (BOSTON MA)
MA
08/01/1989 - 04/05/1994
BERKSHIRE EQUITY SALES, INC. (PITTSFIELD MA)
VT
09/12/1988 - 08/16/1989
EQUITY SERVICES, INC. (MONTPELIER VT)
IA
Issued 10/26/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/09/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/09/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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