Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Vincent? Claim Your ProfileVincent J Sica is a registered investment advisor with Edward Jones in Staten Island, New York. Vincent has been in the industry since September 6, 1999. Vincent has a background with TD Ameritrade, Inc. and E*TRADE SECURITIES LLC. Vincent holds Series 63, Series 65, Series 7 and SIE licenses and is registered with the state of New York as a broker-dealer and investment advisor. Vincent specializes in providing financial planning, pension consulting, and portfolio management services to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NY
04/25/2022 - Present
Edward Jones (STATEN ISLAND NY)
NJ
08/04/2010 - 04/20/2021
TD AMERITRADE, INC. (JERSEY CITY NJ)
NY
04/18/2007 - 07/20/2010
E*TRADE SECURITIES LLC (NEW YORK NY)
NY
05/07/1998 - 12/04/2006
TD AMERITRADE, INC. (NEW YORK NY)
NY
05/23/1997 - 06/20/1997
E. C. CAPITAL, LTD. (MINEOLA NY)
IA
Issued 03/08/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/02/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/22/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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