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Vincent Hing Chiu

Foreside Fund Services, LLC

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About Vincent Hing Chiu

Vincent Chiu is a financial advisor with over 17 years of experience in the industry. Vincent is currently registered with Foreside Fund Services, LLC and has been with the firm since June 21, 2024. Previously, Vincent has held positions with Resolute Investment Distributors, Inc., Nuveen Securities, LLC, BlackRock Investments, LLC, NGAM Distribution, L.P., and Sun Life Financial Distributors, Inc. Vincent is registered in all 50 states and holds licenses for Series 6, 7, 63, and 65 exams as well as the SIE exam. Vincent is dedicated to providing financial advice that helps his clients reach their financial goals.

Firm Information

Vincent Chiu is currently registered with Foreside Fund Services, LLC. Foreside Fund Services, LLC is a Limited Liability Company formed in 1998. It is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. It has also been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

625

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Vincent Chiu’s Registration & Firm History

CA

06/21/2024 - Present

Foreside Fund Services, LLC (El Segundo CA)

TX

05/06/2021 - 05/22/2024

RESOLUTE INVESTMENT DISTRIBUTORS, INC. (IRVING TX)

IL

07/22/2015 - 04/16/2021

NUVEEN SECURITIES, LLC (CHICAGO IL)

CA

10/23/2013 - 07/16/2015

BLACKROCK INVESTMENTS, LLC (SAN FRANCISCO CA)

MA

08/03/2010 - 10/14/2013

NGAM DISTRIBUTION, L.P. (BOSTON MA)

MA

10/12/2006 - 07/27/2010

SUN LIFE FINANCIAL DISTRIBUTORS, INC. (BOSTON MA)

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Licenses & Designations

IA

Issued 01/07/2014

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 01/19/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/23/2011

Series 7 - General Securities Representative Examination

BC

Issued 10/11/2006

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Vincent Hing Chiu.
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