Unclaimed
Vincent Guzman is a registered representative with PFS Investments Inc. based in Albuquerque, New Mexico. Vincent has been in the securities industry since 2002 and has held a Series 6 and Series 63 license since 2002. He is also licensed to sell investment company products/variable contracts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NM
05/03/2005 - Present
PFS Investments Inc. (ALBUQUERQUE NM)
GA
05/16/2002 - 03/26/2004
PFS INVESTMENTS INC. (DULUTH GA)
BC
Issued 03/18/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/15/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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