Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Vincent? Claim Your ProfileVincent Governara is a financial professional with over 16 years of experience in the industry. Vincent is currently registered with Scotia Capital (usa) Inc. and holds a Series 7, Series 52TO and SIE license. Vincent has a strong background in capital markets and has held previous roles with several firms including Marex Capital Markets Inc., Cowen and Company, Cowen Prime Services LLC, FHN Financial Securities Corp., SMBC Nikko Securities America, Inc., R. Seelaus & Co.,Inc., HSBC Securities (USA) Inc., and Commerzbank Capital Markets Corp. Vincent is registered in all 50 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
03/05/2024 - Present
Scotia Capital (usa) Inc. (NEW YORK NY)
NY
12/01/2023 - 02/14/2024
MAREX CAPITAL MARKETS INC. (NEW YORK NY)
NJ
08/10/2021 - 12/13/2023
COWEN AND COMPANY (Summit NJ)
NY
03/03/2021 - 02/10/2022
COWEN PRIME SERVICES LLC (NEW YORK NY)
NY
03/01/2019 - 12/05/2019
FHN FINANCIAL SECURITIES CORP. (NEW YORK NY)
NY
05/05/2014 - 01/14/2019
SMBC NIKKO SECURITIES AMERICA, INC. (NEW YORK NY)
NJ
12/10/2012 - 04/25/2014
R. SEELAUS & CO.,INC. (SUMMIT NJ)
NY
01/21/2005 - 04/20/2012
HSBC SECURITIES (USA) INC. (NEW YORK CITY NY)
NY
12/15/2004 - 01/18/2005
COMMERZBANK CAPITAL MARKETS CORP. (NEW YORK NY)
BC
Issued 04/02/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/14/2004
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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