Unclaimed
Vincent Gerard Welch is a securities professional with over 6 years of experience in the financial industry. Vincent is currently registered with Rosenblatt Securities Inc. and is a licensed Series 7, 24, 63, 87, 99 and 19 representative. Vincent is registered with the state of New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/11/2018 - Present
Rosenblatt Securities Inc. (NEW YORK NY)
BC
Issued 04/29/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/28/2020
Series 24 - General Securities Principal Examination
BC
Issued 09/28/2020
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 09/30/2019
Series 99TO - Operations Professional Examination
BC
Issued 04/10/2019
Series 7TO - General Securities Representative Examination
BC
Issued 02/22/2019
SIE - Securities Industry Essentials Examination
BC
Issued 10/25/2018
Series 19 - NYSE Floor Clerk - Equities Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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