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Vincent Gerard Welch

Rosenblatt Securities Inc.

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About Vincent Gerard Welch

Vincent Gerard Welch is a securities professional with over 6 years of experience in the financial industry. Vincent is currently registered with Rosenblatt Securities Inc. and is a licensed Series 7, 24, 63, 87, 99 and 19 representative. Vincent is registered with the state of New York.

Firm Information

Vincent Welch is currently registered with Rosenblatt Securities Inc.. Rosenblatt Securities Inc. is a corporation formed on August 29, 1979, with an approved status. They are registered with the Securities and Exchange Commission and in 17 states, including California, Colorado, Connecticut, Florida, Illinois, Maryland, Massachusetts, Minnesota, Missouri, New Jersey, New York, Ohio, Pennsylvania, South Carolina, Texas, Virginia, and Washington. They have reported 6 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

32

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Vincent Welch’s Registration & Firm History

NY

10/11/2018 - Present

Rosenblatt Securities Inc. (NEW YORK NY)

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Licenses & Designations

BC

Issued 04/29/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/28/2020

Series 24 - General Securities Principal Examination

BC

Issued 09/28/2020

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 09/30/2019

Series 99TO - Operations Professional Examination

BC

Issued 04/10/2019

Series 7TO - General Securities Representative Examination

BC

Issued 02/22/2019

SIE - Securities Industry Essentials Examination

BC

Issued 10/25/2018

Series 19 - NYSE Floor Clerk - Equities Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BZX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE American LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Vincent Gerard Welch.
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