Unclaimed
Vincent Gerard Fogarty is a securities professional with over 20 years of experience in the financial services industry. Vincent currently works as a registered representative for MML Distributors, LLC, where he has been employed since November 2018. Prior to that, Vincent held positions at MBSC Securities Corporation and Putnam Retail Management Limited Partnership. Vincent is licensed to sell securities in all 50 states, the District of Columbia, and Puerto Rico. He is also licensed to sell commodities futures. Vincent holds the Series 6, 7, 3, and SIE licenses, as well as the Series 63 exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MA
11/13/2018 - Present
MML Distributors, LLC (Boston MA)
MA
10/22/2009 - 02/05/2018
MBSC SECURITIES CORPORATION (BOSTON MA)
MA
12/05/2000 - 10/12/2009
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (BOSTON MA)
BC
Issued 12/04/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/05/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/21/2012
Series 3 - National Commodity Futures Examination
BC
Issued 03/22/2005
Series 7 - General Securities Representative Examination
BC
Issued 12/04/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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