Unclaimed
Vincent Murphy is a financial professional with over 16 years of experience in the industry. Currently, Vincent is an Investment Adviser Representative at Bofa Securities, Inc. and Merrill Lynch, Pierce, Fenner & Smith Inc. Prior to this, Vincent worked for Goldman, Sachs & Co. in New York. Vincent holds a variety of licenses including Series 4, 7, 16, 52, 53, and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Research-related services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Negotiated fees for research-related services
1
2
NY
03/14/2019 - Present
Bofa Securities, Inc. (NEW YORK NY)
NY
09/12/2006 - 10/18/2013
GOLDMAN, SACHS & CO. (NEW YORK NY)
BC
Issued 03/09/2015
Series 53 - Municipal Securities Principal Examination
BC
Issued 06/09/2014
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/06/2014
Series 52 - Municipal Securities Representative Examination
BC
Issued 03/31/2014
Series 7 - General Securities Representative Examination
BC
Issued 09/12/2006
Series 16 - NYSE Supervisory Analyst Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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