Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Vincent? Claim Your ProfileVincent Lavalle is a registered representative with Charles Schwab & Co., Inc. Vincent has been in the financial services industry since 2017 and has experience at RBC Capital Markets, LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Vincent's registrations include Series 66, Series 7, and SIE exams. Vincent specializes in providing financial planning and investment advice to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
CO
02/08/2023 - Present
Charles Schwab & CO., Inc. (Lone Tree CO)
CO
08/09/2019 - 01/18/2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BOULDER CO)
CO
08/24/2017 - 08/20/2019
RBC CAPITAL MARKETS, LLC (BOULDER CO)
BOTH
Issued 10/06/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/24/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
Not sure Vincent Lavalle is the right advisor for you? Invested Better is here to help.
