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Vincent George Calicchia

Aldwych Securities LLC

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About Vincent George Calicchia

Vincent Calicchia is a financial professional with over 20 years of experience in the securities industry. Vincent is currently registered with Aldwych Securities LLC and is Series 79TO and SIE licensed. Vincent has been a registered representative since 2002. Previously Vincent held positions at B. Riley Securities, Inc., National Securities Corporation, and VFinance Investments, Inc. Vincent is also a licensed Series 24 and Series 63 holder.

Firm Information

Vincent Calicchia is currently registered with Aldwych Securities LLC. Aldwych Securities LLC is a Limited Liability Company formed in 2012. The firm is registered with the Securities and Exchange Commission and is approved in Connecticut and New York.

Not reported

Assets Under Management

Not reported

Total Clients

17

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Vincent Calicchia’s Registration & Firm History

CT

02/05/2023 - Present

Aldwych Securities LLC (STAMFORD CT)

NY

05/17/2021 - 10/31/2022

B. RILEY SECURITIES, INC. (NEW YORK NY)

NY

02/05/2009 - 05/16/2022

NATIONAL SECURITIES CORPORATION (NEW YORK NY)

NY

06/12/2002 - 02/25/2009

VFINANCE INVESTMENTS, INC (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/31/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/30/2009

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Vincent George Calicchia.
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