Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Vincent? Claim Your ProfileVincent Gabriel Princiotta is an Investment Advisor Representative with Vanguard Advisers, Inc. Vincent has been in the industry since March 2006. Vincent is registered to provide investment advisory services in North Carolina and Texas. Vincent has Series 7, Series 25, Series 56, Series 63, and Series 66 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NC
11/03/2019 - Present
Vanguard Advisers, Inc. (CHARLOTTE NC)
PR
07/11/2013 - 08/08/2014
QUASAR TRADING, LLC (SAN JUAN PR)
NY
08/22/2003 - 04/17/2008
JEFFERIES & COMPANY, INC. (NEW YORK NY)
NY
06/27/2000 - 08/29/2003
CREDIT SUISSE FIRST BOSTON LLC (NEW YORK NY)
NY
09/09/1997 - 02/01/2000
INVESTEC ERNST & COMPANY (NEW YORK NY)
NY
05/19/1995 - 02/20/1996
J.R.P. SECURITIES INC. (NEW YORK NY)
BOTH
Issued 10/02/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/09/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/02/2018
Series 7 - General Securities Representative Examination
BC
Issued 07/15/2013
Series 56 - Proprietary Trader Qualification Examination
BC
Issued 04/25/2000
Series 25 - NYSE Trading Assistant Examination
Active
Inactive
F
FINRA
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