Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Vincent? Claim Your ProfileVincent Gerardi is a financial advisor with Wells Fargo Clearing Services, LLC. Vincent has been in the financial services industry since 1993. Vincent holds FINRA Series 31, 7 and SIE licenses as well as the Series 63 and 65 licenses. Vincent has also earned the Certified Financial Planner designation. Vincent previously worked at Dreyfus Service Corporation, Morgan Stanley DW Inc., Raymond James & Associates, Inc., John Hancock Distributors, Inc., John Hancock Mutual Life Insurance Company, and Securities America, Inc. Vincent is registered to provide financial advice in 49 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
09/25/2020 - Present
Wells Fargo Clearing Services, LLC (BOCA RATON FL)
NY
03/27/2003 - 05/11/2005
DREYFUS SERVICE CORPORATION (NEW YORK NY)
NY
09/03/1999 - 03/17/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
FL
04/02/1996 - 09/28/1999
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
MA
04/29/1994 - 05/10/1996
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
04/29/1994 - 05/10/1996
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
NE
09/08/1993 - 05/03/1994
SECURITIES AMERICA, INC. (LAVISTA NE)
IA
Issued 11/15/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/12/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/15/2001
Series 31 - Futures Managed Funds Examination
BC
Issued 09/07/1993
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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