Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Vincent? Claim Your ProfileVincent Ragosta is a financial advisor with over 10 years of experience in the industry. Vincent has been registered with Moelis & Co. LLC since August 2022 and previously worked for Campbell Lutyens & Co. INC., UBS Securities LLC, and SMBC Nikko Securities America, INC. Vincent is a licensed Series 63, Series 24, Series 82TO, SIE, and Series 79. Vincent holds registrations in 52 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
08/15/2022 - Present
Moelis & Co. LLC (NEW YORK NY)
NY
07/31/2018 - 05/19/2022
CAMPBELL LUTYENS & CO. INC. (NEW YORK NY)
NY
11/21/2013 - 04/13/2018
UBS SECURITIES LLC (NEW YORK NY)
NY
06/28/2011 - 11/04/2013
SMBC NIKKO SECURITIES AMERICA, INC. (NEW YORK NY)
BC
Issued 01/24/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/16/2022
Series 24 - General Securities Principal Examination
BC
Issued 03/22/2019
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/27/2011
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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