Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Vincent? Claim Your ProfileVincent Lauer is an active investment advisor representative registered with LPL Financial LLC. Vincent has been in the securities industry for 23 years and has a combined 25 years of experience as an investment advisor representative. Vincent has a current registration in Louisiana and Texas. LPL Financial LLC is a large financial services firm headquartered in Fort Mill, South Carolina. LPL Financial LLC provides investment advisory services to a wide range of clients, including individuals, families, businesses, and institutions. The firm offers a variety of financial products and services, including investment management, financial planning, and retirement planning. LPL Financial LLC manages over $463 billion in assets.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
LA
03/03/2010 - Present
LPL Financial LLC (LAFAYETTE LA)
LA
07/06/2005 - 11/24/2009
CHASE INVESTMENT SERVICES CORP. (LAFAYETTE LA)
IL
11/19/2003 - 07/06/2005
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
VA
05/30/2003 - 12/05/2003
CAPITAL BROKERAGE CORPORATION (GLEN ALLEN VA)
LA
07/09/2001 - 05/01/2003
HIBERNIA INVESTMENTS, L.L.C. (NEW ORLEANS LA)
NY
11/30/1999 - 06/07/2001
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
09/22/1999 - 11/23/1999
J.C. BRADFORD & CO. (NEW YORK NY)
BOTH
Issued 04/22/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/28/1999
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 12/21/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/11/2000
Series 31 - Futures Managed Funds Examination
BC
Issued 09/21/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Vincent Lauer is the right advisor for you? Invested Better is here to help.
