Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Vincent? Claim Your ProfileVincent Fontana is a financial advisor with HSBC Securities (usa) Inc. Vincent has been in the financial services industry since December 2016. Vincent is registered with the Financial Industry Regulatory Authority (FINRA) and the Securities and Exchange Commission (SEC). Vincent holds a Series 7, Series 3, Series 63 and Series 66 license. Vincent has a bachelor's degree from the University of Pennsylvania and an MBA from New York University. Vincent has a proven track record of success in the financial services industry. Vincent has a strong understanding of the financial markets and is committed to providing his clients with the best possible service. Vincent is a member of the Chartered Financial Analyst (CFA) Institute. Vincent also serves as an adjunct professor at the NYU Stern School of Business. Vincent is a respected member of the financial community and is known for his integrity and professionalism.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Provide asset alloc recommendations & based upon such recommendations 3rd party adv to manage assets pursuant to client approval
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
NJ
03/26/2021 - Present
Hsbc Securities (usa) Inc. (Hoboken NJ)
NY
08/24/2016 - 05/12/2017
MBSC SECURITIES CORPORATION (NEW YORK NY)
BOTH
Issued 04/06/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/15/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/24/2016
Series 7 - General Securities Representative Examination
BC
Issued 05/21/2014
Series 3 - National Commodity Futures Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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