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Vincent Eugene Cucci

Mizuho Securities USA LLC

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About Vincent Eugene Cucci

Vincent Eugene Cucci is a financial professional with over 18 years of experience in the securities industry. Vincent is currently registered with Mizuho Securities USA LLC and has previously held positions at HSBC Securities (USA) Inc. and Morgan Stanley & Co., Incorporated. Vincent holds the Series 7, Series 24, and SIE licenses and is a registered representative for the firm. Vincent has a background in investment banking and has experience in providing financial advice to clients.

Firm Information

Vincent Cucci is currently registered with Mizuho Securities USA LLC. Mizuho Securities USA LLC is a Limited Liability Company formed in April 1994 and approved in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has been subject to 13 Regulatory Events and 1 Civil Event.

Not reported

Assets Under Management

Not reported

Total Clients

535

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Vincent Cucci’s Registration & Firm History

NY

04/19/2016 - Present

Mizuho Securities USA LLC (NEW YORK NY)

NY

03/09/2006 - 04/22/2016

HSBC SECURITIES (USA) INC. (NEW YORK CITY NY)

NY

09/08/2004 - 03/09/2006

MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/05/2016

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/07/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Vincent Eugene Cucci.
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