Unclaimed
Vincent Eugene Cucci is a financial professional with over 18 years of experience in the securities industry. Vincent is currently registered with Mizuho Securities USA LLC and has previously held positions at HSBC Securities (USA) Inc. and Morgan Stanley & Co., Incorporated. Vincent holds the Series 7, Series 24, and SIE licenses and is a registered representative for the firm. Vincent has a background in investment banking and has experience in providing financial advice to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/19/2016 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
03/09/2006 - 04/22/2016
HSBC SECURITIES (USA) INC. (NEW YORK CITY NY)
NY
09/08/2004 - 03/09/2006
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
BC
Issued 08/05/2016
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/07/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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