Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Vincent? Claim Your ProfileVincent Esparza is a financial advisor with over 35 years of experience in the financial services industry. He is currently registered with Osaic Advisory Services, LLC in Georgia, Arizona, Hawaii, and Pennsylvania. Vincent has previously been registered with several firms, including Nathan & Lewis Securities, Inc., Fox & Company Investments Inc., and Berkshire Equity Sales, Inc. His experience includes working with a wide range of clients, including individuals, families, and businesses. Vincent is dedicated to providing his clients with personalized financial advice and strategies that meet their unique needs and goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
GA
10/15/2024 - Present
Osaic Advisory Services, LLC (ATLANTA GA)
NY
12/18/1997 - 12/01/2001
NATHAN & LEWIS SECURITIES, INC. (NEW YORK NY)
AZ
10/04/1993 - 12/23/1997
FOX & COMPANY INVESTMENTS INC. (SCOTTSDALE AZ)
MA
01/07/1987 - 10/05/1993
BERKSHIRE EQUITY SALES, INC. (PITTSFIELD MA)
NA
06/17/1986 - 01/15/1987
VALUE EQUITIES CORPORATION
NA
07/23/1985 - 06/12/1986
MAI SECURITIES CORPORATION
IA
Issued 05/14/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/26/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/12/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 07/05/1995
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/20/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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