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Vincent Edward Gumbs

AON Securities LLC

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About Vincent Edward Gumbs

Vincent Edward Gumbs is a registered representative with Aon Securities LLC. Vincent has been in the securities industry since October 24, 2018. Vincent holds the Series 6, SIE and Series 63 licenses. Vincent is registered with the following states: Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virginia, Washington, West Virginia, Wisconsin, Wyoming. Vincent was previously employed by PRUCO SECURITIES, LLC.

Firm Information

Vincent Gumbs is currently registered with AON Securities LLC. AON Securities LLC is a Limited Liability Company registered with the SEC and in 52 states. The firm, which was formed in 2018, provides fairness opinions, and has 11 registered representatives. Their main office is located in Chicago, Illinois.
AON Securities LLC

200 EAST RANDOLPH STREET

CHICAGO, IL 60601

Not reported

Assets Under Management

Not reported

Total Clients

130

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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fairness opinions

Fairness opinions

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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Vincent Gumbs’s Registration & Firm History

PA

10/14/2019 - Present

AON Securities LLC (Fort Washington PA)

NJ

11/17/2017 - 11/05/2018

PRUCO SECURITIES, LLC. (MARLTON NJ)

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Licenses & Designations

BC

Issued 12/14/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/17/2017

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Vincent Edward Gumbs.
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